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Criteria for Code Audit or Inspection Selection


CRITERIA FOR [AUDIT/INSPECTION] SELECTION

Project Name:  [INSERT PROJECT NAME]
Type of Activity:  [AUDIT/INSPECTION]

 

No.

Factor for consideration

Relevant

1.

Pre-condition for Audit Selection:

-         authorised by CMG or decision of Director National Code

-         if privately funded project – the Principal Contractor has been assessed as routinely undertaking Australian Government funded projects

 

 

Yes/No

 

2.

Contractor(s) of Interest:

-         based on previously reported compliance activity, to identify whether there has been a change in behaviours/attitudes from Principal Contractor or Subcontractors

 

 

Yes/No

3.

Funding Entity of Interest

-         based on previously reported compliance activity, to identify whether there has been a change in behaviours/attitudes

 

 

Yes/No

4.

Geographical Area of Interest:

-         behaviours known to occur in project location that require assessment or viewed as an increased risk of non-compliance

 

 

Yes/No

5.

Size of the project

-         variety of trades and contractors on site

-         significant financial investment involved in project

 

Yes/No

6.

Referral from Code Monitoring Group

-         compliance activity at the request of the CMG

 

 

Yes/No

7.

ABCC aware of issues as a result of calls to the advice line or industry concerns

-         the project that has been brought to the attention of the ABCC from industry, calls to the 1800 number, etc.

-         a complaint made to the ABCC from a third party

 

 

Yes/No

8.

Request from agency, Minister’s office, Building Industry Branch, etc

-         concerns raised by government departments, a minister of the crown, or from information provided by the Building Industry Branch of DEEWR

 

 

Yes/No

9.

Result of prior site visit/Inspection

-         behaviours/attitudes or concerns that have come to the attention of the ABCC from  previous compliance activity on this site

 

 

 

Yes/No


 

Summary of reason(s): 

[INSERT ADDITIONAL REASON/S FOR CODE ACTIVITY]

 

Investigator/s: [INSERT NAMES OF INVESTIGATORS UNDERTAKING ACTIVITY]

Dated: [INSERT DATE]

Team Leader:  [INSERT TL]